Download e-book for kindle: 1,001 Series 7 Exam Practice Questions For Dummies by Steven M. Rice

By Steven M. Rice

ISBN-10: 1118891643

ISBN-13: 9781118891643

1,001 possibilities to perform for the sequence 7 examination

This finished examine advisor takes you past the guide provided in Series 7 examination For Dummies, by means of supplying you with extra perform and evaluate of the main thoughts coated within the examination. if you are prepping to take this extreme six-hour examination, 1,001 sequence 7 examination perform Questions For Dummies covers shares, municipal and company bonds, and options—plus principles for buying consumers and dealing with money owed and every thing else you could anticipate to come across on examination day!
This books promises 1,001 perform possibilities to organize for the sequence 7 examination, each one query defined by means of offering a close, step by step solution.

If you are an aspiring monetary specialist, you will find all of the perform and worthy advice you want to succeed!

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Example text

Government securities in order of initial maturity from shortest term to longest term. Treasury notes Treasury bonds Treasury bills (A) I, II, III (B) III, II, I (C) III, I, II (D) II, I, III 176. Which of the following statements is TRUE relating to Series EE savings bonds? (A) The interest is exempt from federal taxes. (B) The default risk is higher than GO bonds. (C) They are sold at face value. (D) They can be purchased only in multiples of $1,000. 177. S. government are issued in what form?

If the market price of Global International is $45 after the ex-right date, what is the value of one right? 00 116. All of the following are TRUE about rights offerings EXCEPT (A) they are short-term (B) each share of outstanding common stock receives one right (C) they typically have a standby underwriter (D) rights are automatically received by preferred stockholders 117. HIJK Corp. wants to sell additional shares of common stock to its existing stockholders through a rights offering. Stockholders who want to subscribe to the rights offering must send the purchase amount with the rights certificate to the (A) registrar (B) transfer agent (C) rights agent (D) standby underwriter 118.

A) book entry (B) bearer (C) fully registered (D) partially registered 178. Which TWO of the following are TRUE regarding T-STRIPS? Holders do not pay taxes on the interest earned until maturity. Holders must pay taxes on the interest earned annually. Holders receive the principal and interest at maturity. Holders receive interest semiannually, and principal is paid at maturity. (A) I and III (B) I and IV (C) II and III (D) II and IV 179. All of the following are benefits of investing in TIPS EXCEPT (A) a guaranteed profit (B) they are low-risk investments (C) the principal keeps pace with inflation (D) they can be purchased directly through the Treasury Direct system 180.

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1,001 Series 7 Exam Practice Questions For Dummies by Steven M. Rice

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